Guelfs and Ghibellines

 

The papal-imperial conflict between the US and the UN

 

(written by Lancelot Finn, November 21, 2004)

 

Country and city have different mindsets, which sometimes translate into different political philosophies.  Most people in areas with high population density voted Democrat in 2004.  Most people in areas with low population density voted Republican.  Patrick Cox at TCS superimposed a red-blue electoral map (by county) on a map of population density and showed how eerily tight this correlation is.  There was a similar polarization in 12th- and 13th-century Italy, though in those days the parties were called Guelphs and Ghibellines.

 

In each case, the distinction was sharpened by a geopolitical question.  Today that question is the war in Iraq; then it was the papal-imperial conflict.

 

 

Heirs of Dante Alighieri

 

Guelfs were mostly merchants and burghers, strongest in the city-states of Lombardy, and they were allies of the pope.  The popes inherited from St. Peter the power "to bind and to loose": to grant and withhold communion, and with it legitimacy, to keep the peace or to authorize wars—rather like the UN today.  They had little power of their own but could often draw on that of kings, dukes, city-states and other powers.

 

The Ghibellines supported the German emperor, who was called the "Holy Roman Emperor."  Many were noblemen.  The most famous Ghibelline, though not the most typical, was Dante Alighieri.  Dante's book On Monarchy is the most famous defense of the imperial cause.

 

Dante argued that the Roman people were chosen by God to rule the earth and bring it peace and justice.  That is about what the neocons are accused of believing about the American people.  Dante argued that the solution to human strife was to give all power to one person, the Emperor, who, having nothing more to gain, would not be corrupted by ambition.  In a similar vein, the National Security Strategy in 2002 argues that America can prevent arms races by maintaining such unassailable predominance as to render it futile for other countries to build up their military strength.

 

Like contemporary bloggers, Dante made his name writing in a new medium—in Dante's case, the vernacular (though On Monarchy was in Latin).  Today's star bloggers are, like Dante, mainly of the Ghibelline persuasion.  Andrew Sullivan, Glenn Reynolds, Tim Blair, Wretchard of Belmont Club, Greg Djerejian of Belgravia Dispatch, Roger Simon, and Iraqi bloggers like the Fadhil brothers of "Iraq the Model," Zeyad of "Healing Iraq" and Alaa of "The Mesopotamian," plus other internet greats like Mark Steyn and Tech Central Station, and fellow-travelers like Niall Ferguson and Max Boot, all supported the liberation of Iraq.  Today's Ghibellines share Dante's classical bent.  As Dante looked to ancient Rome for the roots of legitimate government, the American Right looks to the 18th century, to the Revolution and the Constitution; and they look to the British Empire for inspiration.  And they share Dante's glee in placing prominent Guelfs—leftie professors, biased journalists, UN bureaucrats and Parisian Eurocrats—in the lowest circles of a literary hell.

 

Many bloggers—like Dante—are Ghibellines against their demographic: they are journalists, or professors, or—in Roger Simon's case—a screenwriter, or—in Mark Steyn's case—Canadian, when most of academia, the media, the film industry and Canada pays homage to the Guelf cause.  Andrew Sullivan is gay and a journalist and a Brit and a big-city dweller: a sure Guelf, one would think, but no.  Dante spent much of his life in exile for his political views, from his native Florence, where the Guelfs had the upper hand; likewise, some bloggers risk social and professional exile for their hawkish and/or pro-Bush views.  As exile helps to account for the fire of Dante's writing, so it gives Ghibelline bloggers their special edge.  

 

 

City and country, Guelf and Ghibelline

 

But what accounts for the prevailing political slant of certain demographics?  Patrick Cox asks the same question:

 

What, we are led to ask, could explain this relationship [between demography and politics]? How does the number of live humans per square mile either influence or reflect political philosophy?

 

The standard, rather unexamined, assumption is that rural America has more traditional cultural values that are associated with the Republican Party. These include religious, family and pro-military values. Urban population centers and surrounding environs, on the other hand, are associated with more progressive values associated with Democratic Party. These values are assumed to be more secular, progressive and anti-military.

 

While this may be an accurate description, no one, to my knowledge, has provided a convincing explanation for the differences between lower and higher density regions. Why would, after all, city life cause one to embrace liberal political views? Why would life in the country yield a conservative perspective? What, specifically, are the causative factors?

 

I'll try to answer a few of Patrick's questions in light of the Guelf-Ghibelline analogy.  Country and city engender different mindsets: chivalry versus commerce; personalities versus systems; self-reliance versus interdependence.  The first set of values breeds Ghibellines and Bush-supporters; the second creates Guelfs and supporters of the UN.

 

In the country, one relies for physical safety on one's own strength and skill in arms, and on a culture of honor wherein friends avenge friends.  This engenders a cultural esteem for strength, prowess, valor and loyalty, the elements of a chivalric culture which celebrates the exploits of Frederick Barbarossa, or the fall of Baghdad.  City-dwellers brush up daily against dozens of strangers who could knife them, so they look to the civil authorities for protection, and revere agents of socialization like the Catholic Church or the paternalistic social-democratic state.

 

For the countryside, war is a source of pride and even of pleasure.  Parents take pride that their boys have become heroes, and veterans tell war stories for years afterwards, to entertain as well as to brag.  Cities have more sophisticated means of acquiring and displaying status.  They have movies, plays, bars and clubs, mass entertainment a-plenty, and are too busy to listen to war stories.  And war is not exciting to city folk because city life is a bit like war anyway.  Armies march constantly up and down urban streets.  Danger and risk are everywhere: for example, one wrong move can get you thrown under a car and killed.  In the factory, in the office, even on the metro, you must listen and follow orders.  People compete with each other.

 

Country life is anchored by personalities.  You have few neighbors, who rarely come and go.  They know you and you know them.  The city is a sea of anonymity.  With thousands to choose from, you can change your friends like you change your shirt.  And you can change your own personality—simply find a new crowd and act differently.  You may find you have to change your personality to get ahead, or even to survive.  In the city, personalities are transient, and systems are the anchors of life—the metro that carries you to work, the corporation that hires and fires people its bosses have never met, the police that ticket you or tow your car, the agencies that regulate the height of buildings in order to drive up rents, the gangs that kill you.  So country-dwellers—Ghibellines—want to vest authority in personalities: in a brave emperor like Frederick Barbarossa, or a charismatic president like George W. Bush or Ronald Reagan, or—back when the Democrats were the party of the rural South and West—John F. Kennedy and Franklin D. Roosevelt.  That three of these four were members of political dynasties is also a comment on the preferences of rural Ghibellines.  Guelphs prefer to vest authority in systems like the Catholic Church, federal government agencies or the UN, and staff them with highly trained operators, like Bill Clinton, with limited discretion.

 

There is a medieval expression, Stadtluft macht frei, "city air makes men free."  Up to a point.  The city is rich in opportunity, but people there are interdependent which makes you dependent on many people, in ways you may not understand.  Urban anonymity creates opportunity for frauds and confidence tricksters; but there is a fine line between the confidence trickster and the legitimate businessman who sells inferior goods, or persuades you to buy what you do not need.  City-dwellers learn to mistrust, and they turn this mistrust towards their political leaders: any powerful leader is suspected of mischief, tarred with corruption allegations and conspiracy theories.  While this may make city-dwellers vigilant for their liberty, they often walk into more insidious forms of collectivist tyranny, harder to resist because they do not have a recognizable face.  The Guelf cities thwarted the emperor, only to come under the more oppressive power of the Catholic Church, with its Inquisition, and of their own petty despots.  Dante, a lover of liberty, understood these forces, and it motivated his embrace of the emperor as a counter-force.

 

But the reason I would place before all these is religion.

 

Religion emanates from cities.  The word "pagan" comes from the Latin paganus, meaning a country-dweller, because Christianity spread to the cities first, until country-dwellers and believers in the old gods seemed synonymous.  Islam, too, began in the cities, and Muhammad worried that Arabs would return to the desert and to their Bedouin gods.  In the 12th- and 13th-centuries, increasing religiosity in the cities strengthened papal influence and Guelfism there.  The most potent religion to emerge in the modern era, unfortunately, is socialism (including its social-democratic and American "liberal" variations).  Socialist, too, spread first to the cities, and remains strongest there.  In the election of 2004, the cities voted loyally for the liberal faith, and reacted in pious horror to the persistence of ancestral superstitions among today's pagani (that is, country-dwellers).

 

 

The latent power of the UN

 

Whereas Dante was the last defender of a lost cause, today's Ghibellines are momentarily confident.  The Taliban and Saddam are down, John Howard and George Bush are re-elected, and the US military continues to dominate every battlefield.  Certainly there is strong anti-American feeling all over the world, especially in Europe and in the Islamic world, but also in Latin America, China and elsewhere, but so what?  It's hard to imagine what practical impact this widespread feeling could have.  So what could we have to fear from the increasingly anti-American tone of remarks from UN Secretary-General Kofi Annan?

 

The Holy Roman Emperors, likewise, had difficulty understanding the threat posed by the papacy.  When the Emperor Henry IV was ordered by Pope Gregory VII to stop appointing bishops (the  pope was claiming that right for the Church), he replied, incredulous and defiant: "I, Henry, king by the grace of God, with all of my Bishops, say to you, come down, come down, and be damned throughout the ages."  Yet two centuries later, the papacy had achieved most of Gregory's objectives, and imperial power was shattered—and this despite two brilliant emperors from the Hohenstaufen dynasty, the dauntless Frederick I Barbarossa, and Frederick II, fluent in nine languages and called a "wonder of the world."  How did the papacy do it?  

 

Henry IV was swiftly taught a lesson about the popes' latent power.  Gregory excommunicated Henry and absolved his subjects from all oaths of obedience to him.  Wikipedia describes what happened next:

 

In Germany there was a rapid and general revulsion of feeling in favour of Gregory, and the princes took the opportunity to carry out their anti-regal policy under the cloak of respect for the papal decision. When at Whitsun the king proposed to discuss the measures to be taken against Gregory in a council of his nobles, only a few made their appearance; the Saxons snatched at the golden opportunity for renewing their rebellion, and the anti-royalist party grew in strength from month to month.

 

The situation now became extremely critical for Henry. As a result of the agitation, which was zealously fostered by the papal legate Bishop Altmann of Passau, the princes met in October at Tribur to elect a new German king, and Henry, who was stationed at Oppenheim on the left bank of the Rhine, was only saved from the loss of his throne by the failure of the assembled princes to agree on the question of his successor. Their dissension, however, merely induced them to postpone the verdict. Henry, they declared, must make reparation to the pope and pledge himself to obedience; and they decided that, if, on the anniversary of his excommunication, he still lay under the ban, the throne should be considered vacant.

 

In 1077, at the castle of Canossa in northern Italy, the emperor Henry IV stood in the snow for three days (barefoot according to legend) waiting for the pope to absolve him.  The pope finally relented, and Canossa echoed through the centuries that followed as a stunning symbol of the primacy of spiritual over temporal power, and a spur to papal ambitions.

Those who, like Senator Jon Kyl and Ben Shapiro of Townhall, are angered by Kofi Annan's letter to the coalition exhorting them that "the problem of insecurity can only be addressed through dialogue and an inclusive political process" (with terrorists!) have a point, but do they appreciate how much worse it could get?  As Shapiro points out "the beauty of international law [is] that it means whatever Kofi Annan wants it to mean."  Imagine if Annan, or Annan and the UN General Assembly, condemned the US military collectively for war crimes, and ordered that UN members seize US servicemen who entered their territory.  Imagine if Annan began to apply economic sanctions against the US, for example by forgiving international debts owed to US banks; by urging foreign affiliates of US corporations to detach themselves from their US headquarters or be subject to nationalization by their host countries; or by encouraging East Asian banks to sell dollars.  A future secretary-general could force through changes to the UN constitution that would dilute or eliminate the US's veto power.  Critics are angered that Kofi Annan eulogized Yasser Arafat, but future UN secretaries-general might make openly alliances with jihadi groups against the US—as we did in Afghanistan against the Soviet Union, after all.

Like the emperor and the pope, the US and the UN have a symbiotic relationship—in theory.  The US wants to use the UN to carry out humanitarian functions and to legitimize its military operations.  The UN relies on the US to provide funding and implicitly to guarantee the world's borders.  Anti-genocide interventions are to this relationship like crusades: military endeavors with symbolic and moral rather than strategic value, on which strong states embark for the sake of conscience but against their interests.  Moreover, if the US and the UN represent different political philosophies, different theories of international relations, they nonetheless embody similar ideologies.  As the pope and the emperor had a feudal and Catholic worldview, the US and the UN believe in what Michael Mandelbaum called The Ideas That Conquered the World: Peace, Democracy and Free Markets in the Twenty-First Century.  

 

None of this shared ground does much to mitigate the intensity of "mental war" (as Paul Berman described it in the last chapter of his book Terror and Liberalism) that afflicts our times.  If you live in politically informed circles, it's hell.  It seems that for every person you meet, in every conversation you make, the question lurks beneath the surface, "Which side are you on?"  Republican or Democrat?  Guelf or Ghibelline?  Montague or Capulet?  Even if Republicans hold their own in the United States, world trends are against us.  Like the Catholic Church, the UN order has co-opted the scribal class.  As people in the developing countries get more urbanized and educated, they will be inducted into the catholic political faith of our times, taught to believe in a world of mostly secular, social-democratic states, sovereign and juridically equal, collectively comprising the United Nations, sole touchstone of international law.

 

Yet for all that, I welcome the papal-imperial struggle of our times, and this despite my belief that we Ghibellines are likely to lose and infamy shall be our fate.  The High Middle Ages were a brilliant time in history.  While the papal-imperial conflict played itself out as high tragedy in the foreground, in the background it was the age of Gothic cathedrals, of St. Francis and St. Bernard and St. Dominic, who lived their saintly lives and left new monastic orders in their wake; it was the age when Aristotle was translated from the Arabic, when Abelard initiated medieval philosophy and Thomas Aquinas brought it to its climax; it was the age when France and England took shape as nations, when universities were founded in Bologna and Paris and Cambridge; it was the  age of chivalry, of growing literacy and religiosity, of the beginnings of the Renaissance; it was an age which has fired the imagination of the world ever since.  What are the alternatives to "mental war," after all?  There are the somnolent, decadent ages when all seems to be at peace—the Pax Romana, the Ch'ing Dynasty in China, the Pax Americana of the 1990s—which are, or imagine themselves, prosperous and peaceful.  But too often these are times of a gradual atrophy of the human spirit, of shallow culture and creeping tyranny.  There are times of great, destructive wars, which debase the spirit in their own, different way.  Times of mental war, when, despite a broad and enlightened consensus, Guelf and Ghibelline struggle over the question of how man should relate to man, against a backdrop of steady and broad-based improvement—these are the golden ages.  When Guelf and Ghibelline alike have been defeated, history will look back in wonder on what has been wrought by them and around them.

 

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